Leading brokers are often challenged with managing all the potential touchpoints within the investor communications. Between proxy statements, prospectuses, mutual fund reports, and more – your customers may be getting more than one hundred types of documents from their securities issuers.
Turn compliance into opportunity by using every document as a chance to enhance your customer’s experience and build a better relationship.
Mediant’s robust software suite provides brokers with powerful applications via a single, secure platform. Our solutions keep operations managers in control of their client communications and regulatory compliance.
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- End-to-end management for streamlined proxy communications production, distribution, voting, tabulation, and analytics
- Paper, internet, and telephone voting options; print materials include instructions for requesting e-delivery to increase e-consent adoption rates
- SEC-compliant overvote protection service to eliminate the possibility of submitting overvotes
- Pre-and-post sale prospectus services with consistent T+1 post-sale fulfillment
- Corporate action solutions with customized notifications, and all documents store online for easy and accessible recordkeeping
- Real-time, online reporting to improve internal planning and compliance monitoring
- Relationship management teams become your true partner in delivering services to your clients
