Investor communications insights for brokers, issuers and funds

Robo-Advisors are Thriving Despite Volatility in 2020

Nearly a decade ago, the first robo-advisors emerged to help investors manage their personal assets through digital platforms that provide automated, algorithm-driven financial planning services with...
Read More

A Turning Point for Gender Diversity in Finance and Fintech

Solving a health emergency like Covid-19 demands the best minds across traditional disciplines like medicine and pharmaceutical but also manufacturing, technology and finance. Teams with a greater...
Read More

Compliance and Risk Management Vigilance in the Era of COVID-19

Since the 2008 financial crisis, substantial resources have been allocated to risk management and compliance functions as financial services firms have sought to ensure compliance and financial stability...
Read More

What Is Keeping Broker-Dealer Executives Up at Night?

According to ThinkAdvisor’s Recent Survey, Regulatory Compliance Tops the List. In late March, financial services firms and other businesses had to quickly implement business continuity plans that...
Read More

The Future of Retail Brokerage

What will the retail brokerage market look like in the next three to five years?
Read More

It’s Tool Time! How Technology Simplifies Shareholder Communications Now More Than Ever

“Does everybody know what time it is?” This famous line was uttered at the beginning of every Tool Time episode, a show-within-the-show Home Improvement, the 1990s sitcom starring stand-up comic Tim...
Read More
Contact us