Investor communications insights for brokers, issuers and funds

Industry Collaboration on VSM Access Bodes Well for Achieving End-to-End Vote Confirmation

The COVID-19 pandemic has caused no end of disruption, but it instigated a few positive developments. For the proxy voting industry, one such outcome is the much-improved process of validating beneficial...
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Strong Security Depends on Proactive Partnerships

According to folk wisdom, the Chinese word for “crisis” is composed of two characters: one represents danger, the other opportunity. Although the inferred insight is undermined by the inaccuracy of the...
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Leveraging the Cloud to Support Increased Trading Volumes

To move to the cloud or not to move? That is the question many brokers are facing because of the record pace of trading volume.
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A Revisit: What it Takes to Meet Form CRS Delivery Requirements

Last year we wrote a blog post about the delivery requirements for Regulation Best Interest’s (Reg BI) client relationship summary (Form CRS). We discussed how the distribution is operationally complex...
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Provide a Seamless Customer Experience and Simplify Proxy Voting with Alexa

“Alexa, what is the value of pi?” “Alexa, play Taylor Swift’s ‘Shake it off.’” “Alexa, what is the weather for today?”
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Surge of Small Investors Prompts Increased Engagement

According to a recent article in The Wall Street Journal, January’s surges in GameStop and AMC Entertainment Holdings by retail investors have brought to light the need for investor relations departments...
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