Investor communications insights for brokers, issuers and funds

Q&A Blog Series: Regulatory Changes on the Proxy Shareholder Horizon

COVID-19 disrupted how the global capital markets get business done but some things remain the same. Proxy shareholder meetings and voting continue. Employees and their management are learning to get more...
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Introducing the Q&A Blog Series: Navigating a New Digital World

Digital transformation has been talked about in the financial services industry for years. The COVID-19 pandemic forced us all to find new ways of doing business and operating, and to be more flexible in...
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Eliminate Disruption and Increase Efficiency with the Right Proxy Solutions Provider

Proxy voting is far from a simple and straightforward process. Rich Babineau, director of Fund Solutions at Mediant, explains in the video below how having better technology and a partner to ease the...
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6 Areas to Consider When Choosing an Investor Communications Partner

As brokers look to modernize their investor communications programs, they grapple with many issues, including: a challenging regulatory environment, increasing advisor and customer expectations, and...
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SEC Proposes Amendments to Improve the Retail Investor Experience

In August, the Securities and Exchange Commission (SEC) announced the proposal of comprehensive modifications to the mutual fund and exchange-traded fund disclosure framework to improve the experience for...
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SEC Proposes New Amendment to Rule 30e-3 Impacting Open-End Funds

In early August, the Securities and Exchange Commission (SEC) proposed an amendment to Rule 30e-3 that would impact future shareholder reporting for open-end funds by offering a more effective way for...
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