Investor communications insights for brokers, issuers and funds

A Revisit: What it Takes to Meet Form CRS Delivery Requirements

Last year we wrote a blog post about the delivery requirements for Regulation Best Interest’s (Reg BI) client relationship summary (Form CRS). We discussed how the distribution is operationally complex...
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Provide a Seamless Customer Experience and Simplify Proxy Voting with Alexa

“Alexa, what is the value of pi?” “Alexa, play Taylor Swift’s ‘Shake it off.’” “Alexa, what is the weather for today?”
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Surge of Small Investors Prompts Increased Engagement

According to a recent article in The Wall Street Journal, January’s surges in GameStop and AMC Entertainment Holdings by retail investors have brought to light the need for investor relations departments...
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2021 Proxy Guide Is Now Available for Corporate Issuers

The annual meeting is an important opportunity for you to update shareholders on company developments, answer their questions and vote on proposals. While the COVID-19 pandemic has been a disruptor across...
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What the New Digital Legal Proxy for Virtual Shareholder Meetings Means for Brokers

Imagine you’ve bought tickets for a concert and you’ve paid extra to go backstage and meet the performers. The big night arrives, but when you turn up at the venue, your backstage pass isn’t recognized so...
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Q&A Blog Series: Recommendations for Replicating an In-Person Shareholder Meeting Virtually

Publicly listed companies rapidly adopted virtual shareholder meeting (VSM) technology in 2020 as the proxy season collided with the onset of the COVID-19 pandemic. With the 2021 proxy season approaching,...
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