ENGAGE

The Securities and Exchange Commission (SEC) announced on August 13, 2021, that it has approved Rule 451A, which in certain circumstances prohibits brokers that are members of the New York Stock Exchange...

The necessity for transparency stretches from individuals to institutions, as the pandemic increased pressure on companies to open up to stakeholders such as investors, customers and employees, explains a...

Think back to the early weeks of the COVID-19 pandemic and the efforts many of us made to wash our groceries to combat the spread of the virus. At the time, the data suggested that surfaces were the...

A partner to the chair of the board, and a bridge between the board and shareholders, the corporate secretary has privileged access balanced by an emphasis on administration and procedure. Bureaucratic...

The return to the office is well underway, but work routines are expected to look different than they did before the pandemic. Many companies have announced that they will offer a hybrid of office and...

One of the effects of the COVID-19 pandemic has been a significant rise in the number of new traders, especially among the Millennial age category. We’ve discussed what brokers and issuers can do to...