Investor communications insights for brokers, issuers and funds

Introducing the Q&A Blog Series: Navigating a New Digital World

Digital transformation has been talked about in the financial services industry for years. The COVID-19 pandemic forced us all to find new ways of doing business and operating, and to be more flexible in...
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Eliminate Disruption and Increase Efficiency with the Right Proxy Solutions Provider

Proxy voting is far from a simple and straightforward process. Rich Babineau, director of Fund Solutions at Mediant, explains in the video below how having better technology and a partner to ease the...
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6 Areas to Consider When Choosing an Investor Communications Partner

As brokers look to modernize their investor communications programs, they grapple with many issues, including: a challenging regulatory environment, increasing advisor and customer expectations, and...
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SEC Proposes Amendments to Improve the Retail Investor Experience

In August, the Securities and Exchange Commission (SEC) announced the proposal of comprehensive modifications to the mutual fund and exchange-traded fund disclosure framework to improve the experience for...
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SEC Proposes New Amendment to Rule 30e-3 Impacting Open-End Funds

In early August, the Securities and Exchange Commission (SEC) proposed an amendment to Rule 30e-3 that would impact future shareholder reporting for open-end funds by offering a more effective way for...
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Is Your Brokerage Ready for SRD II?

Starting September 3rd, the European Union (EU) is implementing the Shareholder Rights Directive II (SRD II), an update to its 2007 set of regulations that aims to encourage shareholder engagement,...
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