ENGAGE

By Joe Colaizzo, Director of Risk Management, Mediant

The COVID-19 pandemic has caused no end of disruption, but it instigated a few positive developments. For the proxy voting industry, one such outcome is the much-improved process of validating beneficial...

According to folk wisdom, the Chinese word for “crisis” is composed of two characters: one represents danger, the other opportunity. Although the inferred insight is undermined by the inaccuracy of the...

To move to the cloud or not to move? That is the question many brokers are facing because of the record pace of trading volume.

Last year we wrote a blog post about the delivery requirements for Regulation Best Interest’s (Reg BI) client relationship summary (Form CRS). We discussed how the distribution is operationally complex...

“Alexa, what is the value of pi?” “Alexa, play Taylor Swift’s ‘Shake it off.’” “Alexa, what is the weather for today?”